Risk Management

  1. 1st monitoring
    • Portfolio management
      Management team
      Compliance with management plan
      Checking guidelines
  2. 2nd monitoring
    • Risk
      Risk management team
      Management by risk type
      (i.e., market, credit, and liquidity)
      Setting and monitoring position /
      loss/risk limits
      Calculating and analyzing risk indexes
      Evaluating fund performance and factors
    • Feedback
    • Compliance
      Compliance team
      Checking compliance with internal control
      standards: laws/agreements/other special
      Preliminary/follow-up monitoring of daily
      activities: preliminary management of
      legalrisks and checking and taking measures against errors